The FINRA® Securities Industry Essentials (SIE) Exam is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.
Securities Industries Essentials (SIE) Prep Courses
About the SIE
Student Portal Access after Purchase
When you purchase one of the courses below through Kaplan, a representative from Kaplan will contact you by email within 7 to 10 business days, to provide you with information to set up your student portal, which gives you access to the selected test preparation course.
Course Description: SIE Live Online
Price: $183.20
Note: prices shown on the Kaplan website do not include the Texas State discount and class times are listed in central time.
Premium Instruction Live Online SIE Includes:
- Access to course content for 5 months
- Exam tips and content updates
- An online practice exam
- An online and downloadable interactive SecuritiesPro QBank
- An online performance tracker
- PDF and printable class notes
- Online checkpoint exams
- A customizable online study calendar
- An online mastery exam
- InstructorLink access to connect with a Kaplan instructor
- An online video library to help prepare for the qualification exam
- A PDF and printable License Exam Manual (LEM)
- An online midterm exam
Course Schedule
To view live online course dates, see the SIE Premium Live Online Class Dates.